SEC Form 4 · accession 0001209191-16-090305
DIGILITI MONEY GROUP, INC. · DGLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Davis
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 7, 2016 · 1:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487906
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | M | 151,976 | $0.329 | A | 3,585,146 | D | |
| Common Stock | holding | — | — | — | 27,060 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $0.329 | Jan 4, 2016 | M | 151,976 | D | Jun 3, 2015 | Jun 3, 2020 | Common Stock | 151,976 | 76,439 | D |
| Warrant to Purchase Common Stock | $0.329 | Jan 4, 2016 | A | 167,174 | A | Jan 4, 2016 | Jan 4, 2021 | Common Stock | 167,174 | 167,174 | D |