SEC Form 4 · accession 0001209191-15-051532
DIGILITI MONEY GROUP, INC. · DGLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Davis
Director
Period of report
Jun 3, 2015
Accepted (ET)
Jun 9, 2015 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487906
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Convertible Preferred Stock | $100.00 | Jun 3, 2015 | P | 7,600 | A | Jun 3, 2015 | Jun 3, 2019 | Common Stock | 1,735,954 | 1,735,954 | D |
| Warrant to Purchase Common Stock | $0.4378 | Jun 3, 2015 | P | 1,735,954 | A | Jun 3, 2015 | Jun 3, 2020 | Common Stock | 1,735,954 | 1,735,954 | D |
| Series C Convertible Preferred StockF1 | $100.00 | Jun 3, 2015 | P | 2,500 | A | Jun 3, 2015 | Jun 3, 2019 | Common Stock | 571,038 | 571,038 | I |
| Warrant to Purchase Common StockF1 | $0.4378 | Jun 3, 2015 | P | 571,038 | A | Jun 3, 2015 | Jun 3, 2020 | Common Stock | 571,038 | 571,038 | I |
| Series C Convertible Preferred StockF2 | $100.00 | Jun 3, 2015 | P | 1,000 | A | Jun 3, 2015 | Jun 3, 2019 | Common Stock | 228,415 | 228,415 | I |
| Warrant to Purchase Common StockF2 | $0.4378 | Jun 3, 2015 | P | 228,415 | A | Jun 3, 2015 | Jun 3, 2020 | Common Stock | 228,415 | 228,415 | I |
Explanation of responses
- F1Davis & Associates, Inc.
- F2Davis & Associates, Inc. 401K Profit Sharing Plan