SEC Form 4 · accession 0001209191-15-024965
DIGILITI MONEY GROUP, INC. · DGLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence C Blaney
Officer — EVP of Sales
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 10:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487906
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2015 | P | 5,000 | $0.895 | A | 7,866 | D | |
| Common StockF1 | Mar 10, 2015 | P | 5,000 | $0.895 | A | 12,866 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.50 | holding | — | — | — | — | Dec 15, 2019 | Common Stock | 225,000 | 225,000 | D |
| Stock Option (right to buy)F3 | $1.50 | holding | — | — | — | — | Feb 27, 2018 | Common Stock | 57,500 | 57,500 | D |
| Stock Option (right to buy)F4 | $1.60 | holding | — | — | — | — | Jun 1, 2015 | Common Stock | 11,250 | 11,250 | D |
| Stock Option (right to buy)F5 | $4.00 | holding | — | — | — | — | Nov 1, 2015 | Common Stock | 8,750 | 8,750 | D |
| Stock Option (right to buy)F6 | $4.00 | holding | — | — | — | — | Jan 6, 2016 | Common Stock | 18,750 | 18,750 | D |
Explanation of responses
- F1Includes 2,866 shares purchased pursuant to the Issuer's Associate Stock Purchase Plan, which remains subject to shareholder approval.
- F2This stock option vests in two equal annual installments on December 15, 2014 and 2015.
- F3This stock option vests in three equal annual installments on February 27, 2014, 2015 and 2016.
- F4This stock option vested in three equal annual installments on June 1, 2010, 2011 and 2012.
- F5This stock option vested in three equal annual installments on November 1, 2010, 2011 and 2012.
- F6This stock option vested in three equal annual installments on January 6, 2012, 2013 and 2014.