SEC Form 4 · accession 0001213900-18-017364
Yangtze River Port & Logistics Ltd · YRIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
XiangYao Liu
Officer — CEO · Director · 10% Owner
Period of report
Dec 12, 2018
Accepted (ET)
Dec 14, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2018 | P | 250,000 | $5.23 | A | 250,000 | I | Held by Ricofeliz Investment LTD |
| Common StockF1 | Dec 13, 2018 | P | 89,435 | $4.36 | A | 339,435 | I | Held by Ricofeliz Investment LTD |
| Common Stock | holding | — | — | — | 91,240,000 | I | Held by Jasper Lake Holdings Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are owned directly by Ricofeliz Investment LTD of which the reporting person is a director and owns 20% of the equity interest. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his equity interest therein.