SEC Form 4 · accession 0000950142-15-002550
Spectrum Brands Legacy, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
HRG GROUP, INC.
10% Owner · Other
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (par value $0.01 per share)F1,F2 | Dec 1, 2015 | P | 98,863 | $95.25 | A | 34,339,752 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents purchases of 98,863 shares of common stock, par value $0.01 per share ("Shares") of the Issuer by HGI Funding LLC ("HGIF"), a wholly-owned subsidiary of HRG Group, Inc., on December 1, 2015, at a price per Share of $95.25.
- F2The Shares are owned by HRG Group, Inc., which is the Reporting Person, or HGIF, a wholly-owned subsidiary (together "HRG").
Remarks
Mr. David M. Maura and Mr. Omar Asali serve on the board of directors of the Issuer. Mr. Maura is an Executive Vice President and a director of HRG. Mr. Asali is President and Chief Executive Officer and a director of HRG. As a result, the Reporting Person may be deemed to be a director of the Issuer by deputization.