SEC Form 4 · accession 0000950142-15-001086
Spectrum Brands Legacy, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
HRG GROUP, INC.
10% Owner · Other
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (par value $0.01 per share)F1,F2 | May 13, 2015 | P | 3,045,945 | $92.50 | A | 34,240,889 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents purchases of 3,045,945 shares of common stock, par value $0.01 per share ("Shares") of the Issuer by HGI Funding LLC ("HGIF"), a wholly owned subsidiary of HRG Group, Inc. on May 13, 2015, at a price per Share of $92.5.
- F2The Shares are owned by HRG Group, Inc., which is the Reporting Person, or HGIF, a wholly owned subsidiary (together "HRG").
Remarks
Mr. David M. Maura and Mr. Omar Asali serve on the board of directors of the Issuer. Mr. Maura is an Executive Vice President and a director of HRG. Mr. Asali is President and Chief Executive Officer and a director of HRG. As a result, the persons listed herein may be deemed directors of the Issuer by deputization.