SEC Form 4 · accession 0000950142-15-000014
Spectrum Brands Legacy, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
HARBINGER GROUP INC.
10% Owner · Other
Period of report
Jan 5, 2015
Accepted (ET)
Jan 6, 2015 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (par value $0.01 per share)F1,F2 | Jan 5, 2015 | P | 24,087 | $95.68 | A | 31,177,877 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents purchases of 24,087 shares of common stock, par value $0.01 per share ("Shares") of the Issuer by HGI Funding LLC ("HGIF"), a wholly owned subsidiary of Harbinger Group Inc. on January 5, 2015, at a price per Share of $95.68.
- F2The Shares are owned by Harbinger Group Inc., which is the Reporting Person, or HGIF, a wholly owned subsidiary (together "HGI").
Remarks
Mr. David M. Maura and Mr. Omar Asali serve on the board of directors of the Issuer. Mr. Maura is an Executive Vice President and a director of HGI. Mr. Asali is President and a director of HGI. As a result, the persons listed herein may be deemed directors of the Issuer by deputization.