SEC Form 4 · accession 0000908834-18-000140

Spectrum Brands Legacy, Inc. · SPB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 12, 2013

Accepted (ET)

Jul 17, 2018 · 4:02 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001487730

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jun 12, 2013	P	34	$61.92	A	22,055	D
Common Stock^F1	Sep 18, 2013	P	31	$67.25	A	22,086	D
Common Stock^F1	Dec 20, 2013	P	41	$70.23	A	22,127	D
Common Stock^F1	Mar 19, 2014	P	45	$79.79	A	22,171	D
Common Stock^F1	Jun 18, 2014	P	45	$80.00	A	22,216	D
Common Stock^F1	Sep 17, 2014	P	42	$86.52	A	22,258	D
Common Stock^F1	Dec 19, 2014	P	45	$95.60	A	22,303	D
Common Stock^F1	Mar 11, 2015	P	52	$92.28	A	22,355	D
Common Stock^F1	Jun 17, 2015	P	48	$100.03	A	22,403	D
Common Stock^F1	Sep 16, 2015	P	50	$97.29	A	22,453	D
Common Stock^F1	Dec 18, 2015	P	58	$98.66	A	22,510	D
Common Stock^F1	Mar 9, 2016	P	67	$98.63	A	22,577	D
Common Stock^F1	Jun 15, 2016	P	55	$113.82	A	22,632	D
Common Stock^F1	Sep 14, 2016	P	48	$124.81	A	22,680	D
Common Stock^F1	Dec 16, 2016	P	57	$121.73	A	22,737	D
Common Stock^F1	Mar 8, 2017	P	56	$137.48	A	22,794	D
Common Stock^F1	Jun 14, 2017	P	59	$132.40	A	22,852	D
Common Stock^F1	Sep 13, 2017	P	73	$106.36	A	22,926	D
Common Stock^F1	Dec 20, 2017	P	78	$109.17	A	23,004	D
Common Stock^F1	Mar 13, 2018	P	90	$95.13	A	23,095	D
Common Stock	Jun 5, 2018	P	107	$80.57	A	23,202	D
Common Stock^F2,F3	Jul 13, 2018	D	23,202	—	D	0	D

No Table II lines on this filing.

F1These shares were acquired pursuant to a stock dividend reinvestment plan.
F2Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG") (the "Merger Agreement"), each share of common stock of Spectrum was converted into one share of common stock of HRG as of July 13, 2018, which was the closing date of the merger.
F3Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock.