SEC Form 4 · accession 0000908834-17-000288
Spectrum Brands Legacy, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Maura
Officer — Executive Chairman · Director
Period of report
Nov 25, 2016
Accepted (ET)
Dec 20, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 25, 2016 | F | 25,785 | $121.97 | D | 271,957 | D | |
| Common StockF2 | Nov 25, 2017 | F | 15,035 | $113.49 | D | 256,922 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock withheld to satisfy Mr. Maura's tax withholding obligation upon the vesting of 50,000 shares of restricted common stock of the Issuer awarded to Mr. Maura on November 25, 2014, pursuant to the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan.
- F2Represents shares of the Issuer's common stock withheld to satisfy Mr. Maura's tax withholding obligation upon the vesting of 30,000 shares of restricted common stock of the Issuer awarded to Mr. Maura on November 25, 2014, pursuant to the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan.