SEC Form 4 · accession 0000908834-17-000211
Spectrum Brands Legacy, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Polistina
Director
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2017 | A | 2,360 | $0.00 | A | 24,523 | D | |
| Common StockF2 | Oct 2, 2017 | A | 142 | $0.00 | A | 24,665 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person was awarded 2,360 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2018, if Reporting Person is a director of the Issuer on such date.
- F2Reporting Person was awarded 142 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which vested in full on October 2, 2017. The restricted stock units were awarded to the Reporting Person in connection with his service as chairman of the Audit Committee during fiscal year 2017.