SEC Form 4/A · accession 0000908834-16-000777
Spectrum Brands Legacy, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David M Maura
Officer — Executive Chairman · Director
Period of report
Jan 20, 2014
Accepted (ET)
Dec 22, 2016 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (par value $0.01 per share)F1 | Jan 20, 2014 | A | 761 | $0.00 | A | 110,117 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award of shares was unintentionally omitted from the Form 4 filed on January 22, 2014. These shares were awarded on January 20, 2014, and vested in full on October 1, 2014. These shares of restricted stock units were awarded pursuant to the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer periods for service as a member of the Issuer's Board of Directors during the 3rd and 4th quarters of 2014.