SEC Form 4/A · accession 0000908834-16-000765
Spectrum Brands Legacy, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stacey L Neu
Officer — SVP of Human Resources
Period of report
Nov 25, 2016
Accepted (ET)
Dec 5, 2016 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 25, 2016 | A | 1,800 | — | A | 5,650 | D | |
| Common StockF2 | Nov 25, 2016 | F | 630 | $121.97 | D | 5,020 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares represent the cash value of the Management Incentive Award under the Issuer's 2016 Management Incentive Plan.
- F2Represents shares of the Issuer's common stock withheld to satisfy Ms. Neu's tax withholding obligation resulting from the grant of restricted stock under the Issuer's Management Incentive Plan.
Remarks
This amendment corrects the number of shares reported on the Form 4 filed on 11/29/2016.