SEC Form 4 · accession 0000908834-16-000749
Spectrum Brands Legacy, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathan E Fagre
Officer — SVP, GC and Secretary
Period of report
Nov 25, 2016
Accepted (ET)
Nov 29, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 25, 2016 | A | 2,474 | — | A | 29,382 | D | |
| Common StockF2 | Nov 25, 2016 | F | 1,228 | $121.97 | D | 28,154 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares represent the cash value of the Management Incentive Award under the Issuer's 2016 Management Incentive Plan.
- F2Represents shares of the Issuer's common stock withheld to satisfy Mr. Fagre's tax withholding obligation resulting from the grant of restricted stock under the Issuer's Management Incentive Plan.