SEC Form 4 · accession 0000908834-15-000366
Spectrum Brands Legacy, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Steinberg
Director
Period of report
Sep 25, 2015
Accepted (ET)
Sep 29, 2015 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 25, 2015 | A | 1,503 | $0.00 | A | 1,503 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person was awarded 1,503 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2015. This number represents the pro-rata amount, based on Mr. Steinberg's election to the Board of Directors on February 19, 2015, of restricted stock units awarded to directors of the Issuer for their fiscal year 2015 service.
- F2Amount includes the restricted stock units in footnote 1 above.