SEC Form 4 · accession 0000908834-15-000190
Spectrum Brands Legacy, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Polistina
Director
Period of report
Nov 18, 2013
Accepted (ET)
Apr 2, 2015 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2013 | S | 10,649 | $65.01 | D | 17,220 | D | |
| Common StockF2 | Apr 1, 2014 | A | 329 | $0.00 | A | 17,549 | D | |
| Common StockF2 | Jul 1, 2014 | A | 305 | $0.00 | A | 17,854 | D | |
| Common StockF3 | Apr 1, 2015 | A | 149 | $0.00 | A | 18,003 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes balance of 1,450 restricted stock units that were awarded to Mr. Polistina on October 1, 2014 under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer; 290 shares are scheduled to vest on July 1, 2015, and 1,160 shares are scheduled to vest on October 1, 2015 if Mr. Polistina is a director of the Issuer on such dates.
- F2The shares were received pursuant to Mr. Polistina's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors.
- F3Reporting Person was awarded 149 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2015 if Reporting Person is a director of the Issuer on such date.