SEC Form 4/A · accession 0000908834-15-000188
Spectrum Brands Legacy, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Terry Polistina
Director
Period of report
Nov 26, 2014
Accepted (ET)
Apr 2, 2015 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Nov 26, 2014 | S | 30,636 | $89.91 | D | 27,869 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Revised to reflect the accurate amount of shares sold. The initial report filed on December 1, 2014 of a sale of 30,536 shares underreported the actual sale by 100 shares.
- F2Revised to reflect the weighted average price of 30,636 shares of Common Stock of the Issuer sold by Mr. Polistina in multiple transactions on November 26, 2014 at prices ranging from $89.38 to $90.05 per share. Mr. Polistina undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Includes one (1) additional share to correctly reflect the total of shares owned by Mr. Polistina. The error occurred in a Form 4 filed on October 30, 2013 and was carried forward in subsequent reports.
- F4Includes balance of 1,450 restricted stock units that were awarded to Mr. Polistina on October 1, 2014 under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer; 290 shares are scheduled to vest on July 1, 2015, and 1,160 shares are scheduled to vest on October 1, 2015 if Mr. Polistina is a director of the Issuer on such dates.