SEC Form 4 · accession 0001140361-17-032144
Neuberger High Yield Strategies Fund Inc. · NHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P Oreilly
Officer — Portfolio Manager
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2017 | S | 4,000 | $11.8296 | D | 2,622 | I | By Thomas P. O'Reilly Rev Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $11.80 to $11.86. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.