SEC Form 4 · accession 0001140361-17-030947
Neuberger High Yield Strategies Fund Inc. · NHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P Oreilly
Officer — Portfolio Manager
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2017 | S | 4,000 | $12.1353 | D | 16,622 | I | By Thomas P. O'Reilly Rev Trust |
| Common StockF2 | Aug 8, 2017 | S | 5,000 | $12.1214 | D | 11,622 | I | By Thomas P. O'Reilly Rev Trust |
| Common StockF3 | Aug 9, 2017 | S | 5,000 | $12.0063 | D | 6,622 | I | By Thomas P. O'Reilly Rev Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $12.12 to $12.15. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $12.09 to $12.15. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $11.95 to $12.09. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares sold at each separate price.