SEC Form 4/A · accession 0001140361-16-060145

Neuberger High Yield Strategies Fund Inc. · NHS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Portfolio Manager

Period of report

Nov 15, 2012

Accepted (ET)

Apr 4, 2016 · 9:25 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001487610

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 15, 2012	P	3,120	$13.0131	A	3,120	I	By Thomas P. O'Reilly Rev Trust
Common Stock^F1	Jun 6, 2013	P	10,000	$13.3522	A	13,120	I	By Thomas P. O'Reilly Rev Trust
Common Stock^F1	Jul 17, 2013	P	8,000	$13.0012	A	21,120	I	By Thomas P. O'Reilly Rev Trust
Common Stock^F1	Sep 19, 2013	P	10,000	$13.1101	A	31,120	I	By Thomas P. O'Reilly Rev Trust
Common Stock^F1	Jul 13, 2015	P	4,502	$11.574	A	35,622	I	By Thomas P. O'Reilly Rev Trust
Common Stock^F1	Jul 14, 2015	P	5,000	$11.5456	A	40,622	I	By Thomas P. O'Reilly Rev Trust
Common Stock^F2	Oct 7, 2015	P	5,457	$10.2956	A	46,079	I	By Thomas P. O'Reilly Rev Trust
Common Stock^F2	Oct 8, 2015	P	14,543	$10.4203	A	60,622	I	By Thomas P. O'Reilly

No Table II lines on this filing.

F1Due to clerical error, the Form 4s filed for these transactions incorrectly reported direct beneficial ownership rather than indirect beneficial ownership through Thomas P. O'Reilly Revocable Trust.
F2Due to the clerical error referred to in footnote 1, the Form 4 filed for these transactions incorrectly reported the total number of securities indirectly beneficially owned following the reported transactions.

The Form 4 initially filed on November 19, 2012 was amended to correct the transaction date on November 30, 2012.