SEC Form 4 · accession 0001140361-15-045414
Neuberger High Yield Strategies Fund Inc. · NHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley Tank
Other
Period of report
Dec 18, 2015
Accepted (ET)
Dec 22, 2015 · 8:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2015 | P | 6,250 | $9.027 | A | 19,050 | I | By Indian Hill II LLC |
| Common Stock | Dec 18, 2015 | P | 15,790 | $9.027 | A | 44,890 | D | |
| Common StockF1 | Dec 21, 2015 | P | 1,750 | $10.592 | A | 20,800 | I | By Indian Hill II LLC |
| Common Stock | Dec 21, 2015 | P | 4,210 | $10.592 | A | 49,100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.