SEC Form 4 · accession 0000898432-19-000021
Neuberger High Yield Strategies Fund Inc. · NHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley Tank
Other
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 8:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | P | 832 | $9.598 | A | 75,903 | D | |
| Common StockF1,F2 | Jan 2, 2019 | P | 850 | $9.598 | A | 47,616 | I | By Indian Hill LLC |
| Common StockF1,F2 | Jan 2, 2019 | P | 318 | $9.598 | A | 6,780 | I | By Brad C Tank 1999 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in separate transactions. The range of prices for the transactions reported on January 2, 2019 were $9.58 to $9.60. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.