SEC Form 4 · accession 0001638599-16-001420
Horizon Technology Finance Corp · HRZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald A. Michaud
Officer — President · Director
Period of report
Sep 19, 2016
Accepted (ET)
Sep 21, 2016 · 12:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2016 | P | 225 | $13.42 | A | 485 | I | Owned by Spouse |
| Common Stock | holding | — | — | — | 50,620 | D |
Table II — derivative securities
No Table II lines on this filing.