SEC Form 4 · accession 0001638599-16-000746
Horizon Technology Finance Corp · HRZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D. Pomeroy Jr.
Officer — Chief Executive Officer · Director
Period of report
Mar 16, 2016
Accepted (ET)
Mar 17, 2016 · 9:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2016 | P | 2,000 | $11.50 | A | 54,577 | D | |
| Common Stock | holding | — | — | — | 1,015 | I | As custodian for grandchildren |
Table II — derivative securities
No Table II lines on this filing.