SEC Form 4 · accession 0001144204-15-071936
Horizon Technology Finance Corp · HRZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D. Pomeroy Jr.
Officer — Chief Executive Officer · Director
Period of report
Dec 21, 2015
Accepted (ET)
Dec 21, 2015 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2015 | P | 1,800 | $11.16 | A | 50,921 | D | |
| Common Stock | holding | — | — | — | 982 | I | As custodian for grandchildren |
Table II — derivative securities
No Table II lines on this filing.