SEC Form 4/A · accession 0001144204-15-036235
Horizon Technology Finance Corp · HRZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gerald A. Michaud
Officer — President · Director
Period of report
Jun 8, 2015
Accepted (ET)
Jun 9, 2015 · 1:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2015 | P | 550 | $13.51 | A | 35,933 | D |
Table II — derivative securities
No Table II lines on this filing.