SEC Form 4 · accession 0001487371-15-000170
GenMark Diagnostics, Inc. · GNMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hany Massarany
Officer — President and CEO · Director
Period of report
Dec 3, 2015
Accepted (ET)
Dec 4, 2015 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 3, 2015 | S | 3,571 | $7.71 | D | 82,682 | D | |
| Common StockF2,F3,F4 | holding | — | — | — | 404,521 | I | Massarany Family Trust dated November 15, 2012 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold pursuant to pre-established trading instructions solely to satisfy tax withholding obligations in connection with the partial vesting of previously granted restricted stock units.
- F2The reporting person transferred 3,304 shares of the Issuer's common stock into the Massarany Family Trust dated November 15, 2012 in connection with the applicable restricted stock units vesting event.
- F3The amount reported includes 1,331 shares of the Issuer's common stock acquired under the GenMark Diagnostics, Inc. 2013 Employee Stock Purchase Plan since the reporting person last filed a Form 4 with the Securities and Exchange Commission.
- F4Mr. Massarany is the trustee of the Massarany Family Trust and may be deemed to have beneficial ownership of these securities, to the extent of any indirect pecuniary interest in his distributive shares therein.