SEC Form 4 · accession 0001553350-19-000195
ASPEN GROUP, INC. · ASPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard Wendolowski
Officer — Chief Operating Officer
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2019 | S | 1,000 | $4.95 | D | 28,521 | D | |
| Common StockF1,F2 | Mar 7, 2019 | S | 5,286 | $4.9918 | D | 23,235 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. The shares were sold to pay federal, state and local income taxes incurred from the exercise of stock options previously reported.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $4.9674 to $5.1124, inclusive.