SEC Form 4 · accession 0001553350-19-000049
ASPEN GROUP, INC. · ASPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Malcolm F MacLean IV
Director
Period of report
Jan 11, 2019
Accepted (ET)
Jan 15, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 11, 2019 | P | 1,000 | $4.95 | A | 655,549 | I | See footnote |
| Common StockF1,F3 | Jan 14, 2019 | P | 1,000 | $4.80 | A | 656,549 | I | See footnote |
| Common Stock | holding | — | — | — | 2,302 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 121,779 shares held jointly with spouse, (ii) 98,000 shares held by Starfish Partners LLC which Mr. MacLean indirectly controls, (iii) 161,291 shares held by Taurus Capital Partners LLC of which Mr. MacLean is the Managing Member, (iv) 18,938 shares held as custodian for the benefit of Mr. MacLean's children, (v) 158,196 shares held in the name of his multiple IRAs, (vi) 4,500 shares held in trust, (vii) 7,333 shares held in spouse's IRA, and (viii) 86,512 shares held in Mr. MacLean's company defined benefit plan.
- F2Purchased by the Reporting Person and are held jointly with his spouse.
- F3Purchased by an IRA of the Reporting Person.