SEC Form 4 · accession 0001553350-18-000847
ASPEN GROUP, INC. · ASPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard Wendolowski
Officer — Chief Operating Officer
Period of report
Jul 19, 2018
Accepted (ET)
Jul 23, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487198
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $7.55 | Jul 19, 2018 | A | 180,000 | A | Jul 19, 2018 | Jul 19, 2023 | Common Stock | 180,000 | 180,000 | D |
Explanation of responses
- F1The stock options shall vest in equal annual increments with the first vesting date being July 19, 2019, subject to continued service as an executive officer on each applicable vesting date.
- F2Not applicable.