SEC Form 4 · accession 0001553350-18-000023
ASPEN GROUP, INC. · ASPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard Wendolowski
Officer — Chief Operating Officer
Period of report
Jan 5, 2018
Accepted (ET)
Jan 9, 2018 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2018 | A | 12,500 | $2.28 | A | 12,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $2.28 | Jan 5, 2018 | D | 12,500 | D | Feb 28, 2013 | Feb 28, 2018 | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1Not applicable.