SEC Form 4 · accession 0001553350-18-000016
ASPEN GROUP, INC. · ASPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanford Rich
Director
Period of report
Jan 4, 2018
Accepted (ET)
Jan 8, 2018 · 9:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487198
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2,F1 | $9.07 | Jan 4, 2018 | A | 35,000 | A | — | Jan 4, 2023 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1The securities vest on December 31, 2018, subject to continued service as a director or committee member on such date.
- F2Not applicable.