SEC Form 4 · accession 0001553350-18-000013
ASPEN GROUP, INC. · ASPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael A. D'Anton
Director
Period of report
Jan 4, 2018
Accepted (ET)
Jan 8, 2018 · 9:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487198
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2,F1 | $9.07 | Jan 4, 2018 | A | 10,000 | A | — | Jan 4, 2023 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The securities vest on December 31, 2018, subject to continued service as a director or committee member on such date.
- F2Not applicable.