SEC Form 4 · accession 0001553350-17-000410
ASPEN GROUP, INC. · ASPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew E Kaplan
Director
Period of report
Apr 14, 2017
Accepted (ET)
Apr 18, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487198
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2,F1 | $4.32 | Apr 14, 2017 | A | 20,833 | A | — | Apr 14, 2022 | Common Stock | 20,833 | 20,833 | D |
Explanation of responses
- F1The securities vest one year from the grant date, subject to continued service as a director.
- F2Not applicable.