SEC Form 4 · accession 0001553350-15-000963
ASPEN GROUP, INC. · ASPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Mathews
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Sep 9, 2015
Accepted (ET)
Sep 10, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487198
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible NoteF1 | $0.35 | Sep 9, 2015 | D | 300,000 | D | Mar 4, 2015 | Jul 31, 2016 | Common Stock | 857,143 | 0 | D |
| Convertible NoteF1 | $1.00 | Sep 9, 2015 | D | 300,000 | D | Mar 4, 2015 | Jul 31, 2016 | Common Stock | 300,000 | 0 | D |
| Convertible NoteF1 | $0.35 | Sep 9, 2015 | A | 300,000 | A | Sep 9, 2015 | Feb 28, 2017 | Common Stock | 857,143 | 300,000 | D |
| Convertible NoteF1 | $1.00 | Sep 9, 2015 | A | 300,000 | A | Sep 9, 2015 | Feb 28, 2017 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1In accordance with Rule 16b-3 of the Securities Exchange Act of 1934, the expiration dates of the securities were extended.