SEC Form 4 · accession 0001553350-15-000600
ASPEN GROUP, INC. · ASPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard Wendolowski
Officer — Chief Operating Officer
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487198
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2,F1 | $0.1691 | Jun 8, 2015 | A | 700,000 | A | — | Jun 8, 2020 | Common Stock | 700,000 | 700,000 | D |
Explanation of responses
- F1The securities vest in three equal annual increments with the first vesting date being one year from the Transaction Date, subject to continued employment on the applicable vesting date.
- F2Not applicable.