SEC Form 4 · accession 0001557753-15-000003
BARFRESH FOOD GROUP INC. · BRFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M. Cugine
Director
Period of report
Nov 14, 2014
Accepted (ET)
Feb 5, 2015 · 3:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Nov 14, 2014 | P | 100,000 | $0.50 | A | 600,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| warrantsF1 | $0.60 | Nov 14, 2014 | P | 50,000 | A | Nov 14, 2014 | Nov 14, 2017 | common stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The common stock and warrants were acquired on 11/14/2014 in a private transaction as units. Each unit was comprised of one share of common stock and a warrant to purchase one-half of a share of common stock at a purchase price per unit of $0.50.