SEC Form 4 · accession 0001493152-18-003055
BARFRESH FOOD GROUP INC. · BRFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Isabelle Ortiz-Cochet
Director
Period of report
Jan 17, 2017
Accepted (ET)
Mar 8, 2018 · 10:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487197
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.77 | Jan 17, 2017 | A | 33,603 | A | Jan 17, 2017 | Jan 17, 2025 | Common Stock | 33,603 | 33,603 | D |
| Stock Option (Right to Buy)F2 | $0.79 | Jan 17, 2017 | A | 34,885 | A | Jul 17, 2017 | Jul 17, 2025 | Common Stock | 34,885 | 34,885 | D |
| Stock Option (Right to Buy)F3 | $0.504 | Jan 16, 2018 | A | 44,321 | A | Jan 16, 2018 | Jan 16, 2026 | Common Stock | 44,321 | 44,321 | D |
Explanation of responses
- F1Represents director's fees $ 20,834 for the first half of 2017 paid in stock options pursuant to the Issuer's compensation plan for non-employee directors.
- F2Represents director's fees $21,280 for the second half of 2017 paid in stock options pursuant to the Issuer's compensation plan for non-employee directors.
- F3Represents director's fees for the first half of 2018 paid in stock options pursuant to the Issuer's compensation plan for non-employee directors.