SEC Form 4 · accession 0001493152-18-002985
BARFRESH FOOD GROUP INC. · BRFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander H Ware
Director
Period of report
Mar 29, 2017
Accepted (ET)
Mar 7, 2018 · 6:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 29, 2017 | A | 64,349 | $0.00 | A | 220,599 | I | see footnote |
| Common StockF4,F3 | Sep 11, 2017 | A | 31,646 | $0.00 | A | 252,245 | I | see footnote |
| Common StockF5,F3 | Jan 16, 2018 | A | 49,603 | $0.00 | A | 301,848 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents director's fees of $25,000 for the first half of 2017 paid in stock pursuant to the Issuer's compensation plan for non-employee directors.
- F2Excludes 19,500 shares that are directly hheld by the reporting person but were previously included on the reporting persons Form 4 dated September 28, 2016, in the total number of shares reported as held indirectly by the reporring person vis-a-vis the Alexander H. Ware Revocable Trust u/a/d 12/20/04.
- F3Shares are held by the Alexander H. Ware Revocable Trust u/a/d 12/20/04.
- F4Represents director's fees of $25,000 for the second half of 2017 paid in stock pursuant to the Issuer's compensation plan for non-employee directors.
- F5Represents director's fees of $25,000 for the first half of 2018 paid in stock pursuant to the Issuer's compensation plan for non-employee directors.