SEC Form 4 · accession 0001493152-18-002981
BARFRESH FOOD GROUP INC. · BRFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alice Elliot
Director
Period of report
Jan 17, 2017
Accepted (ET)
Mar 7, 2018 · 6:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2018 | A | 49,603 | $0.00 | A | 49,630 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.77 | Jan 17, 2017 | A | 40,323 | A | Jan 17, 2017 | Jan 17, 2025 | Common Stock | 40,323 | 40,323 | D |
| Stock Option (right to buy)F3 | $0.79 | Jul 17, 2017 | A | 40,843 | A | Jul 17, 2017 | Jul 17, 2025 | Common Stock | 40,843 | 40,843 | D |
Explanation of responses
- F1Represents director's fees of $25,000 for the first half of 2018 paid in stock pursuant to the Issuer's compensation plan for non-employee directors.
- F2Represents director's fees of $25,000 for the first half of 2017 paid in stock options pursuant to the Issuer's compensation plan for non-employee directors.
- F3Represents director's fees of $25,000 for the second half of 2017 paid in stock options pursuant to the Issuer's compensation plan for non-employee directors.