SEC Form 4 · accession 0001493152-16-013960
BARFRESH FOOD GROUP INC. · BRFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander H Ware
Director
Period of report
Sep 28, 2016
Accepted (ET)
Oct 11, 2016 · 7:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Sep 28, 2016 | P$0 | 156,250 | — | A | 175,750 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| "J" WarrantF1,F2 | $0.75 | Sep 28, 2016 | P | 78,125 | A | Sep 28, 2016 | Sep 28, 2021 | common stock | 78,125 | 78,125 | I |
Explanation of responses
- F1Common stock and "J" Warrants purchased as unit at a $0.64 per unit for aggregate purchase price of $100,000.
- F2Reporting person exercises voting and dispositive power as trustee of Alexander Ware Revocable Trust u/a/d 12/29//04.