SEC Form 4 · accession 0001493152-16-011002
BARFRESH FOOD GROUP INC. · BRFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S. Tesoriero
Officer — Chief Financial Officer
Period of report
May 27, 2016
Accepted (ET)
Jun 21, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487197
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| optionF2,F1 | $0.6129 | May 27, 2016 | A | 175,000 | A | — | May 27, 2024 | common stock | 1 | 175,000 | D |
Explanation of responses
- F1Vests in equal increments on first, second and third anniversaries of date of grant.
- F2Performance options issued pursuant to executive employment agreement.