SEC Form 4 · accession 0001493152-16-008211

BARFRESH FOOD GROUP INC. · BRFH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director · 10% Owner

Period of report

Aug 7, 2014

Accepted (ET)

Mar 23, 2016 · 3:45 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001487197

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
common stock^F4,F2	Feb 28, 2016	C	64,095	—	A	19,641,214	I	See Footnote
common stock^F5,F2	Feb 3, 2016	C	210,455	—	A	19,085,754	I	See Footnote
common stock^F2	Aug 7, 2014	A	400,000	$0.50	A	19,366,664	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options	$0.45	Jan 21, 2015	A	300,000	A	Jan 21, 2015	Jan 21, 2018	common stock	300,000	300,000	D
Warrant^F3,F2	$0.485	Dec 20, 2014	P	115,980	A	Dec 20, 2014	Dec 20, 2017	common stock	115,980	282,647	I
Warrant^F1,F2	$1.00	Nov 30, 2015	P	25,000	A	Nov 30, 2015	Nov 30, 2020	common stock	25,000	307,647	I
Warrant^F4,F2	$1.00	Feb 28, 2016	C	32,048	A	Feb 28, 2016	Feb 28, 2021	common stock	32,048	339,695	I

F1Warrants purchased as part of a unit which included debt for aggregate purchase price of $50,000.
F2Held by R.D. Capital Holdings PTY Ltd. of which the Reporting Person is the Managing Director and has voting and dispositive power.
F3Warrants issued in consideration of an extension of the maturity date of a promissory note which was scheduled to mature on December 20, 2014 and was extended to June 20, 2015.
F4Principal and interest under outstanding note converted into common stock at a price of $0.80 per share plus 50% warrant coverage.
F5Principal and interest under outstanding note converted into common stock at a price of $0.25 per share plus 50% warrant coverage.