SEC Form 4 · accession 0001493152-16-007821
BARFRESH FOOD GROUP INC. · BRFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S. Tesoriero
Officer — Chief Financial Officer
Period of report
Feb 28, 2016
Accepted (ET)
Mar 4, 2016 · 11:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2016 | C | 64,195 | — | A | 64,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $1.00 | Feb 28, 2016 | C | 32,098 | A | Feb 28, 2016 | Feb 28, 2021 | Common Stock | 32,098 | 32,098 | D |
Explanation of responses
- F1Principal and interest under outstanding note converted into common stock at a price of $0.80 per share plus 50% warrant coverage.