SEC Form 4 · accession 0001212915-15-000002
KEYW HOLDING CORP · KEYW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caroline S Pisano
Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 21, 2015 · 2:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001F1 | Aug 20, 2015 | X | 312,500 | $4.00 | A | 312,500 | I | Caroline Pisano 2009 Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to purchase common stockF1 | $4.00 | Aug 20, 2015 | X | 312,500 | D | Oct 1, 2008 | Aug 24, 2015 | Common stock, par value $0.001 | 312,500 | 0 | I |
Explanation of responses
- F1Ms. Pisano has voting and dispositive power over the shares beneficially owned by the trust. Ms. Pisano disclaims beneficial ownership of the shares held by the trust except to the extent of her pecuniary interest therein.