SEC Form 4 · accession 0001212913-16-000004
KEYW HOLDING CORP · KEYW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Hannon
Director
Period of report
May 4, 2016
Accepted (ET)
May 4, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001F1 | May 4, 2016 | X | 212,728 | $5.50 | A | 674,360 | I | The John G. Hannon Revocable Trust U/A dated 03/09/04 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to purchase common stockF1 | $5.50 | May 4, 2016 | X | 212,728 | D | May 31, 2009 | May 5, 2016 | Common stock, par value $0.001 | 212,728 | 0 | I |
Explanation of responses
- F1Mr. Hannon is the trustee of this trust and has voting and dispositive power over the shares. He disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.