SEC Form 4 · accession 0001487052-19-000051
LegacyTexas Financial Group, Inc. · LTXB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Almy
Officer — EVP, Chief Operating Officer
Period of report
Mar 4, 2019
Accepted (ET)
Mar 5, 2019 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 4, 2019 | S | 259 | $41.2668 | D | 45,993 | D | |
| Common Stock | holding | — | — | — | 4,153 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock- stock optionF3 | $38.92 | holding | — | — | — | — | Mar 29, 2032 | Common Stock | 13,400 | 13,400 | D |
| Common Stock- stock optionF4 | $20.85 | holding | — | — | — | — | Feb 28, 2023 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1This disposition relates to payroll tax withholding on a restricted stock award that vested March 1, 2019. This transaction was made pursuant to an existing tax election.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.26 to $41.44, inclusive. The reporting person undertakes to provide to LegacyTexas Financial Group, Inc., any security holder of LegacyTexas Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request,full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3Grant of stock options vesting in three equal installments beginning on March 29, 2018.
- F4Grant of stock options vesting in five equal installments beginning on February 28, 2014