SEC Form 4 · accession 0001487052-19-000018
LegacyTexas Financial Group, Inc. · LTXB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles D Eikenberg
Officer — EVP, Community Banking
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2019 | M | 10,000 | $20.85 | A | 44,582 | D | |
| Common StockF1 | Feb 21, 2019 | S | 10,000 | $43.3691 | D | 34,582 | D | |
| Common Stock | Feb 22, 2019 | S | 5,000 | $43.8049 | D | 29,582 | D | |
| Common Stock | holding | — | — | — | 5,146 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock- stock optionF2 | $20.85 | Feb 21, 2019 | M | 10,000 | D | — | Feb 28, 2023 | Common Stock | 10,000 | 25,000 | D |
| Common Stock- stock optionF3 | $38.92 | holding | — | — | — | — | Mar 29, 2032 | Common Stock | 12,700 | 12,700 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.290 to $43.395, inclusive. The reporting person undertakes to provide to LegacyTexas Financial Group, Inc., any security holder of LegacyTexas Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request,full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2Grant of stock options vesting in five equal installments beginning on February 28, 2014.
- F3Grant of stock options vesting in three equal installments beginning on March 29, 2018.