SEC Form 4 · accession 0001487052-17-000061
LegacyTexas Financial Group, Inc. · LTXB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Swiley
Officer — EVP, Chief Lending Officer
Period of report
Mar 29, 2017
Accepted (ET)
Mar 31, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2017 | A | 1,412 | $0.00 | A | 61,362 | D | |
| Common StockF2 | holding | — | — | — | 3,889 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock- stock optionF3 | $38.92 | Mar 29, 2017 | A | 12,700 | A | — | Mar 29, 2027 | Common Stock | 12,700 | 12,700 | D |
| Common Stock- stock optionF4 | $20.85 | holding | — | — | — | — | Feb 28, 2023 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Grant of restricted stock vesting in full on the third anniversary of the grant date, March 29, 2020.
- F2Includes 2016 ESOP allocation of 652 shares.
- F3Grant of stock options vesting in three equal installments beginning on March 29, 2018
- F4Grant of stock options vesting in five equal installments beginning on February 28, 2014