SEC Form 4 · accession 0001487052-16-000225
LegacyTexas Financial Group, Inc. · LTXB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Swiley
Officer — EVP, Chief Lending Officer
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | S | 3,500 | $38.50 | D | 61,950 | D | |
| Common Stock | Nov 17, 2016 | S | 2,000 | $39.00 | D | 59,950 | D | |
| Common Stock | holding | — | — | — | 3,237 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock- stock optionF1 | $20.85 | holding | — | — | — | — | Feb 28, 2023 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Grant of stock options vesting in five equal installments beginning on February 28, 2014