SEC Form 4 · accession 0001487052-16-000150
LegacyTexas Financial Group, Inc. · LTXB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Williamson
Officer — EVP/Chief Credit Officer
Period of report
May 24, 2016
Accepted (ET)
May 26, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 24, 2016 | F | 648 | $26.3756 | D | 52,952 | D | |
| Common StockF3 | holding | — | — | — | 7,127 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock- stock optionF4 | $12.72 | holding | — | — | — | — | May 24, 2021 | Common Stock | 20,000 | 20,000 | D |
| Common Stock- stock optionF5 | $20.85 | holding | — | — | — | — | Feb 28, 2023 | Common Stock | 47,000 | 47,000 | D |
Explanation of responses
- F1This disposition relates to payroll tax withholding on a restricted stock award that vested May 23, 2016. This transaction was made pursuant to an existing tax election.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.341 to $26.38, inclusive. The reporting person undertakes to provide to LegacyTexas Financial Group, Inc., any security holder of LegacyTexas Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3Includes 2015 ESOP allocation of 1,012 shares.
- F4Grant of stock options vesting in five equal installments beginning on May 24, 2012, if certain qualifications are met
- F5Grant of stock options vesting in five equal installments beginning on February 28, 2014